Employment

MMS Podcasts

14.02.11
The Revised FSA Remuneration Code
Keywords Employment | FSA | Remuneration Code

MMS Email Updates

23.08.11
Morrison fined by FSA - August 2011
Keywords Capital Markets | FSA Fine | Sir Ken | Share Sales | FSA

17.11.11
Mis-selling of insurance bonds - November 2011
Keywords Financial Services | FSA | Financial Services and Markets Act 2000 | FSMA | Adrian Rubenstein | Insurance Bond | Bank Deposit

02.06.11
Modernisation of Investment Trust Tax Regime - June 2011
Keywords Financial Services | Investment Trust Tax Regime | HMRC | FSA

10.06.11
Let’s just run those class tests again…- June 2011
Keywords Capital Markets | AIM | Main Market | Financial Services Authority | FSA | Shore Capital Group | BDO

15.02.12
Changes to the FSA Large Exposure Regime - February 2012
Keywords Financial Services | FSA Large Exposure Regime | Consultation Paper | LE Rules

28.08.12
FSA proposes clampdown on retail sales of alternative investments - August 2012
Keywords Financial Services | FSA | Non Mainstream Pooled Investments | NMPIs | SPVs

21.09.12
FSA imposes £9.5million fine on Blackrock for breach of FSA client money requirements - September 2012
Keywords Financial Services | FSA | Financial Service Authority | Blackrock | Principles for Businesses | Acquisitions

29.11.12
Conflicts of Interest - November 2012
Keywords Financial Services | FSA Rules | RDR | Dear CEO Letter | Customer Contracts Regulations | Treating Customers Fairly

24.02.12
FSA enforcement action - February 2012
Keywords Capital Markets | AIM | Main Market | FSA Enforcement Action | Compliance Oversight | Money Laundering | Market Abuse

13.12.12
Capital Markets Update - December 2012
Keywords Capital Markets | Main | UKLA Knowledge Base | FSA | Technical Notes | Procedural Notes | Listing Rule

20.12.12
Tax Transparent Funds (TTFs): an update - December 2012
Keywords Financial Services | Tax Transparent Funds | TTFs | FSA | UCITS | Financial Services Bill | The Treasury

13.07.12
Tax Transparent Funds (TTs) - July 2012
Keywords Financial Services | Tax Transparent Funds | TTFs | FSA | Authorised Contractual Scheme | UCITS | LP | Treasury | Stamp Duty |

08.06.12
Food & Drink Update - June 2012
Keywords Food | Drink | Alcohol Pricing | Sunday Trading | Fishing Industry | FSA | Food and Drink Federation | Whisky Industry | Muller | Robert Wiseman Dairies

04.09.12
Mis-selling of interest rate hedging products: Grant Estates Ltd -v- RBS Bank plc
Keywords Financial Services | Mis-selling Interest Rate | Hedging Products | FSA | Swap Agreement | COBS | Unfair Contract Terms Act 1977 | Companies Act 2006

10.05.13
FCA publicly censures Horn Express Ltd (formerly known as Qaran Express Money Transfer Limited) for breaches of the Payment Services Regulations - May 2013
Keywords Financial Services | FSA | Horn Express | Payment Services Regulation

01.10.09
Proposed Changes to the UK Listing Regime - October 2009
Keywords Capital Markets | Listing Segments | Overseas Companies | FSA | LSE | PLUS-Listed | AIM | London | Listing | EU | FTSE | Equity Security

29.04.09
Inside Information - April 2009
Keywords Capital Markets | Insider Dealing | Financial Services Authority | FSA | Market Abuse | Insider Dealing

01.12.09
The Financial Services Bill - December 2009
Keywords Financial | Services | Financial Services Bill | Authority | FSA

06.10.10
FSA hits Zurich with biggest fine yet for data protection related breaches - October 2010
Keywords IP | Technology | FSA | Zurich | Fine | Data Protection | Breaches | Final Notice

31.03.10
Oil & Gas Update - March 2010
Keywords Oil | Gas | Conditions Precedent | FSA | Financial Services Authority | Market Abuse

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