Employment

MMS Email Updates

17.11.11
Mis-selling of insurance bonds - November 2011
Keywords Financial Services | FSA | Financial Services and Markets Act 2000 | FSMA | Adrian Rubenstein | Insurance Bond | Bank Deposit

10.12.12
FSA gives signposts on route to AIFMD - December 2012
Keywords Financial Services | AIFMD | Alternative Fund Investment Managers Directive | FSA | UCITS | Private Equity Depositaries | Level 2 Regulations | AIFMD Knowledge Hub

19.03.13
A little more clarity on AIFMD implementation - March 2013
Keywords Financial Services | AIFMD | Internally Managed Investment Companies | Listing Rules | AIFMs | Common Investment Funds | Common Deposit Funds | Charity Commission | AIF | Alternative Investment Fund Manager Directive

28.03.13
AIFMD: Another Step Forward - March 2012
Keywords Financial Services | Alternative Investment Fund | AIF | Collective Investment Scheme Sourcebook | COLL | Letterbox Entities | Delegation | Sub-Threshold Managers | General Partner | FSCS | FOS | Depositaries | CASS | Marketing | Private Placement Registers

25.02.10
SDRT on shares in clearance services and depositary receipt systems - February 2010
Keywords Capital Markets | Issue of Shares | Clearance Services | Depositary Receipt Systems | Opportunity to Claim Repayment | SDRT | HSBC Holdings | HMRC

21.01.10
Proposed Changes to the AIM Rules - January 2010
Keywords Capital Markets | Proposed Changes | AIM Rules | Directors' Remuneration | Electronic Communication | Related Party Transactions | Securities | Reverse Takeovers | Investing Companies | Depositary Receipts

MMS Communiqués

01.02.13
AIFMD Level 2 Regulations: Investment Companies
Keywords Financial Services | AIFMD | Investment Companies | Letterbox Entities | Regulatory Capital Requirements | Depositaries | Valuations | Reporting Requirements | Conduct of Business | Conflicts of Interest | Liquidity | Risk Management