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MMS Email Updates

06.09.11
Investment manager CEO and CFO fined and banned for market abuse and misleading investors - September 2011
Keywords Financial Services | Investment Manager | CEO | CFO | Market Abuse | Misleading Investors | Market Manipulation | Investment Restrictions | Artificial Transactions | Penalties

26.04.12
Market abuse - April 2012
Keywords Capital Markets | AIM | Main Market | Market Abuse | Financial Service Authority | FSA | Inside Information | Misleading Information

24.02.12
FSA enforcement action - February 2012
Keywords Capital Markets | AIM | Main Market | FSA Enforcement Action | Compliance Oversight | Money Laundering | Market Abuse

29.04.09
Inside Information - April 2009
Keywords Capital Markets | Insider Dealing | Financial Services Authority | FSA | Market Abuse | Insider Dealing

31.03.10
Oil & Gas Update - March 2010
Keywords Oil | Gas | Conditions Precedent | FSA | Financial Services Authority | Market Abuse

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