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MMS Email Updates

11.02.11
A Prime Window of Opportunity for Secondary Fund Deals - February 2011
Keywords Financial Services | Secondary Fund Deals | Secondary Market | Institutional Limited Partners | Market Practices | General Partners | General Managers | Legal Terms | Bid Process | Portfolio Sales | Pre-Emption Rights

02.06.11
Modernisation of Investment Trust Tax Regime - June 2011
Keywords Financial Services | Investment Trust Tax Regime | HMRC | FSA

17.11.11
Mis-selling of insurance bonds - November 2011
Keywords Financial Services | FSA | Financial Services and Markets Act 2000 | FSMA | Adrian Rubenstein | Insurance Bond | Bank Deposit

29.11.11
Modernisation of Investment Trusts Tax Regime: “Final” Draft Regulations Published - November 2011
Keywords Financial Services | Investment Trusts Tax Regime | Offshore Funds | Index Tracking Funds | Winding-Up | Breaches | Tax Returns | HMRC

06.09.11
Investment manager CEO and CFO fined and banned for market abuse and misleading investors - September 2011
Keywords Financial Services | Investment Manager | CEO | CFO | Market Abuse | Misleading Investors | Market Manipulation | Investment Restrictions | Artificial Transactions | Penalties

24.10.12
AIFMD - Investment companies update - October 2012
Keywords Financial Services | AIFMD | Alternative Investment Fund Managers Directive | FSA | Association of Investment Companies | AIC | UK Listing Rules | AIFMD Knowledge Hub

29.10.12
US Foreign Account Tax Compliance Act (FATCA) - October 12
Keywords Financial Services | FATCA | Foreign Account Tax | Compliance Act | Intergovernmental Agreement | IGA | HMRC

29.11.12
Conflicts of Interest - November 2012
Keywords Financial Services | FSA Rules | RDR | Dear CEO Letter | Customer Contracts Regulations | Treating Customers Fairly

10.12.12
FSA gives signposts on route to AIFMD - December 2012
Keywords Financial Services | AIFMD | Alternative Fund Investment Managers Directive | FSA | UCITS | Private Equity Depositaries | Level 2 Regulations | AIFMD Knowledge Hub

20.12.12
Tax Transparent Funds (TTFs): an update - December 2012
Keywords Financial Services | Tax Transparent Funds | TTFs | FSA | UCITS | Financial Services Bill | The Treasury

24.12.12
EC issues Level 2 Regulations on AIFMD - December 2012
Keywords Financial Services | AIFMD | Alternative Fund Investment Managers Directive | FSA | Level 2 Regulations | ESMA | Alternative Investment Funds | AIF | Collective investment Undertakings | CIU | EIS | AIFMD Knowledge Hub

14.02.12
EIS Funds: Issues and Opportunities - February 2012
Keywords Financial Services | EIS Funds | Tax Advantages | Seed EIS

15.02.12
Changes to the FSA Large Exposure Regime - February 2012
Keywords Financial Services | FSA Large Exposure Regime | Consultation Paper | LE Rules

13.07.12
Tax Transparent Funds (TTs) - July 2012
Keywords Financial Services | Tax Transparent Funds | TTFs | FSA | Authorised Contractual Scheme | UCITS | LP | Treasury | Stamp Duty |

09.08.12
VAT and Asset Management - August 2012
Keywords Financial Services | VAT | Asset Management | Investment Funds | VAT Exemptions | HMRC | European Commission

28.08.12
FSA proposes clampdown on retail sales of alternative investments - August 2012
Keywords Financial Services | FSA | Non Mainstream Pooled Investments | NMPIs | SPVs

03.09.12
FATCA: Model Agreement Published - September 2012
Keywords Financial Services | FATCA | Model Agreement | Treasury | Financial Institutions | FFIs

04.09.12
Mis-selling of interest rate hedging products: Grant Estates Ltd -v- RBS Bank plc
Keywords Financial Services | Mis-selling Interest Rate | Hedging Products | FSA | Swap Agreement | COBS | Unfair Contract Terms Act 1977 | Companies Act 2006

21.09.12
FSA imposes £9.5million fine on Blackrock for breach of FSA client money requirements - September 2012
Keywords Financial Services | FSA | Financial Service Authority | Blackrock | Principles for Businesses | Acquisitions

15.01.13
OTC derivatives - January 2013
Keywords Financial Services | Technical Standards | OTC Derivatives | EMIR | Central Counterparties | European Securities Markets Authority

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MMS Smartguides ™

01.12.07
City Jargon
Keywords City Jargon | Corporate | Financial Services | Stock Exchange | Takeovers | Mergers | FTSE | Quoted Companies | AIM

MMS Communiqués

09.02.10
Our Expertise in Investment Companies
Keywords Financial Services | Corporate | Investment Companies | Clients | Transactions | Advisory | Legal Innovation | Regulatory

04.03.10
Our Expertise - Investments in Alternative Assets
Keywords Financial Services | Corporate | Investments | Alternative Investments | Asset Classes

08.03.10
Our Expertise in Financial Services
Keywords Financial Services | Corporate | Distinctive Style | Practice Areas | Insurance | Investment Management | Investment Funds | Regulatory

10.05.12
Our Experience in Alternative Funds
Keywords Financial Services | Alternative Funds | Primary Investments | Secondary Deals | Fund Establishment | Fund Administration | Underlying Portfolio

15.08.12
Our Experience in M&A Financial Services
Keywords Financial Services | Mergers | Acquisitions | Investment Funds

27.10.12
Our Experience in Wealth Management
Keywords Financial Services | Wealth Management | IFA | Private Banks | Asset Managers | Fund Managers | SIPP | EIS | VCT

01.02.13
AIFMD Level 2 Regulations: Investment Companies
Keywords Financial Services | AIFMD | Investment Companies | Letterbox Entities | Regulatory Capital Requirements | Depositaries | Valuations | Reporting Requirements | Conduct of Business | Conflicts of Interest | Liquidity | Risk Management

01.02.13
AIFMD Level 2 Regulations: Unregulated Collective Investment Schemes
Keywords Financial Services | AIFMD | Unregulated Collective Investment Schemes | Regulatory Capital | Conduct of Business | Transparency Obligations | Conflicts of Interest | Risk Management | Liquidity | Valuation | Letterbox Entities

11.04.13
Our Expertise in the Gaming Sector
Keywords Financial Services | Gaming | Gaming Sector

11.04.13
Our Expertise in Payment Services (Cards and Gaming)
Keywords Financial Services | Payment Services | Cards | Gaming

11.04.13
Our Expertise in Payment Services in the Gaming Sector
Keywords Financial Services | Payment Services | Gaming | Gaming Sector

11.04.13
Our Expertise in Payment Services (MSBs and FX)
Keywords Financial Services | Payment Services | MSBs | FX

30.04.13
Alternative Investment Fund Managers Directive (AIFMD) Review: An MMS Service
Keywords Financial Services | Alternative Investment Fund Managers Directive | AIFMD

07.05.13
Our Experience in Authorised Funds
Keywords Financial Services | Authorised Funds | Investment Funds | Qualified Investor Scheme | Property Authorised Investor Funds | Funds of alternative Investment Funds | QIS | PAIF | FAIF

MMS Articles

02.12.11
Letter of credit or performance bond: which to choose in risk mitigation?
Keywords Credit Bond | Performance Bond | Risk Mitigation | Financial Services Authority | Legal Analysis